-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJS5NKCDcS///TVNwhpEI4dy2InacT+yzEDzqj+CZWc8cylawDayVUUQ/d6OFIrQ qxZEhNfscx5iMqRR7FYrvg== 0001056973-03-000004.txt : 20030731 0001056973-03-000004.hdr.sgml : 20030731 20030127133046 ACCESSION NUMBER: 0001056973-03-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030127 DATE AS OF CHANGE: 20030731 GROUP MEMBERS: CARLSON CAPITAL, LP GROUP MEMBERS: CLINT D. CARLSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34061 FILM NUMBER: 03525426 BUSINESS ADDRESS: STREET 1: 1401 17TH ST SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032988100 MAIL ADDRESS: STREET 1: 1401 17TH STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 8173210213 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D 1 evg13da-1.htm SCHEDULE 13D AMENDMENT sc13dza
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

______________

SCHEDULE 13D
(Rule 13d-101)

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Evergreen Resources, Inc.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

299900308

(CUSIP number)

Howard B. Adler, Esq.
Gibson, Dunn & Crutcher LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8589

(Name, address and telephone number of person
authorized to receive notices and communications)

January 15, 2003

(Date of event which requires filing of this statement)

     If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [  ].

     Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

______

     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

         
CUSIP No. 299900308   13D/A   Page   2   of   6   Pages
         
         
1   NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS 		   
         
    Carlson Capital, L.P. I.R.S. Identification No. -75-273-3266---
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    
        (a) [   ]
         
        (b) [X]
3   SEC USE ONLY    
         
4   SOURCE OF FUNDS*    
         
    WC    
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)[  ]
         
6   CITIZENSHIP OR PLACE OF ORGANIZATION    
         
    DELAWARE    
                 
NUMBER OF
SHARES 		    7     SOLE VOTING POWER
               
BENEFICIALLY
OWNED BY 		        0
             
EACH
REPORTING 		    8     SHARED VOTING POWER
               
PERSON
WITH 		        528,200
             
      9     SOLE DISPOSITIVE POWER
               
            0
             
      10     SHARED DISPOSITIVE POWER
               
          528,200
         
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
         
    528,200    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*         [   ]
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
         
    2.78%    
14   TYPE OF REPORTING PERSON*    
         
    IA, PN    

 

 

         
CUSIP No. 299900308   13D/A   Page   3   of   6   Pages
         
         
1   NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS 		   
         
    Clint D. Carlson Social Security No. ---
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    
        (a) [   ]
         
        (b) [X]
3   SEC USE ONLY    
         
4   SOURCE OF FUNDS*    
         
    N/A    
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)[  ]
         
6   CITIZENSHIP OR PLACE OF ORGANIZATION    
         
    UNITED STATES OF AMERICA    
                 
NUMBER OF
SHARES 		    7     SOLE VOTING POWER
               
BENEFICIALLY
OWNED BY 		        0
             
EACH
REPORTING 		    8     SHARED VOTING POWER
               
PERSON
WITH 		        528,200
             
      9     SOLE DISPOSITIVE POWER
               
            0
             
      10     SHARED DISPOSITIVE POWER
               
          528,200
         
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
         
    0    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*         [X]
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
         
    0.00%    
14   TYPE OF REPORTING PERSON*    
         
    IN    

 

 

     This Amendment No. 1 (“Amendment No. 1”) to statement on Schedule 13D is filed by Carlson Capital, L.P., a Delaware limited partnership (the “Partnership Reporting Person”) and Clint D. Carlson, an individual (together with the Partnership Reporting Person, the “Reporting Persons”), to amend the statement on Schedule 13D filed with the Securities and Exchange Commission on August 26, 2002, relating to shares of Common Stock, no par value (the “Common Stock”), of Evergreen Resources, Inc., a Colorado corporation (the “Issuer”). After the filing of the statement on Schedule 13D and before the filing of this Amendment No. 1, Carlson Capital, L.P. merged with and into Carlson Offshore Advisors, L.P., and thereafter the merged entity changed its name to Carlson Capital, L.P. This Amendment No. 1 is filed for purposes of revising the percentages of Common Stock of the Issuer beneficially owned by the Reporting Persons, and to indicate that the Reporting Persons cease to be beneficial owners of more than five percent of the Common Stock of the Issuer ..

Item 5. Interest in Securities of the Issuer

     Items 5(a), (b) and (c) are hereby amended and restated in their entirety as follows:

  (a)   This Amendment No. 1 relates to 528,200 shares of Common Stock deemed beneficially owned by the Partnership Reporting Person, which constitutes approximately 2.78% of the issued and outstanding shares of Common Stock, over which Clint D. Carlson has voting power or investment control but to which he disclaims beneficial ownership.
 
  (b)   The Partnership Reporting Person and Clint D. Carlson have shared voting and dispositive power with respect to 528,200 shares of Common Stock.
 
  (c)   Within the past 60 days, accounts of or managed by the Reporting Persons purchased and sold shares of Common Stock on the dates, in the amounts and at the prices set forth on Exhibit A annexed hereto and incorporated by reference herein.
 
  (e)   The Reporting Persons ceased to be the beneficial owners of more than five percent of shares of Common Stock of the Issuer on January 15, 2003.

Item 7. Material to be Filed as Exhibits

     Item 7 is hereby amended as follows:

     
Exhibit A:   Transactions in Shares of Common Stock Within Past 60 Days.

 

 

SIGNATURES

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     Dated: January 27, 2003

   
  CARLSON CAPITAL, L.P.
 
          /s/ Clint D. Carlson
By: Clint D. Carlson, President of the General Partner
 
  CLINT D. CARLSON, an individual
 
          /s/ Clint D. Carlson
By: Clint D. Carlson

5 EX-99 2 evgtradelist.htm TRANSACTIONS IN SHARES OF COMMON STOCK sc13dza

 

EXHIBIT A

Transactions in Shares of Common Stock
Within Past 60 Days

                 
Trade Type   Trade Date   Quantity   Price ($)
SELL   December 23, 2002     645     $46.64 per share
SELL   December 23, 2002     11,975     $46.64 per share
SELL   December 23, 2002     2,720     $46.64 per share
SELL   December 23, 2002     2,370     $46.64 per share
SELL   December 23, 2002     1,820     $46.64 per share
SELL   December 23, 2002     470     $46.64 per share
SELL   January 13, 2003     320     $43.00 per share
BUY   January 13, 2003     235     $42.00 per share
SELL   January 13, 2003     5,990     $43.00 per share
BUY   January 13, 2003     6,025     $42.00 per share
SELL   January 13, 2003     1,360     $43.00 per share
BUY   January 13, 2003     1,515     $42.00 per share
SELL   January 13, 2003     1,185     $43.00 per share
BUY   January 13, 2003     1,145     $42.00 per share
SELL   January 13, 2003     910     $43.00 per share
BUY   January 13, 2003     840     $42.00 per share
SELL   January 13, 2003     235     $43.00 per share
BUY   January 13, 2003     240     $42.00 per share
SELL   January 15, 2003     1,055     $43.70 per share
SELL   January 15, 2003     19,760     $43.70 per share
SELL   January 15, 2003     4,505     $43.70 per share
SELL   January 15, 2003     3,905     $43.70 per share
SELL   January 15, 2003     3,000     $43.70 per share
SELL   January 15, 2003     775     $43.70 per share
SELL   January 16, 2003     2,150     $44.66 per share
SELL   January 16, 2003     40,120     $44.66 per share
SELL   January 16, 2003     9,145     $44.66 per share
SELL   January 16, 2003     7,925     $44.66 per share
SELL   January 16, 2003     6,080     $44.66 per share
SELL   January 16, 2003     1,580     $44.66 per share

6

 

                 
Trade Type   Trade Date   Quantity   Price ($)
SELL   January 21, 2003     320     $43.77 per share
SELL   January 21, 2003     5,990     $43.77 per share
SELL   January 21, 2003     1,365     $43.77 per share
SELL   January 21, 2003     1,185     $43.77 per share
SELL   January 21, 2003     905     $43.77 per share
SELL   January 21, 2003     235     $43.77 per share
SELL   January 22, 2003     305     $42.86 per share
SELL   January 22, 2003     5,750     $42.86 per share
SELL   January 22, 2003     1,315     $42.86 per share
SELL   January 22, 2003     1,135     $42.86 per share
SELL   January 22, 2003     870     $42.86 per share
SELL   January 22, 2003     225     $42.86 per share
SELL   January 23, 2003     4,125     $42.96 per share
SELL   January 23, 2003     76,880     $42.96 per share
SELL   January 23, 2003     17,520     $42.96 per share
SELL   January 23, 2003     15,170     $42.96 per share
SELL   January 23, 2003     11,665     $42.96 per share
SELL   January 23, 2003     3,040     $42.96 per share

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